Since 2010, Red Oak has focused on delivering superior and intelligent software solutions to the financial services and insurance industries across the globe, backed by a strong customer-centric culture. We’ve done many great things over the years, and it has…
The financial services industry is one of the most regulated in the U.S., and all indications show that regulatory oversight will continue to increase. Although most states have yet to roll out a great deal of new legislation this year,…
In 2022, The Securities and Exchange Commission proposed amendments to its current Environmental, Social and Governance (ESG) disclosures guidelines. The SEC’s goal with these newly proposed rules is to ensure funds that purport to be environmentally and socially conscious are…
2022 was another outstanding year for Red Oak as we continued to develop new technology, enhance our existing software and support our clients. During the past year, we continued to enhance our software and functionality, expanded our team of…
Red Oak was recently recognized as one of the Top 10 RegTech Solution Providers, according to digital publisher GRC Outlook. Why Did They Choose Red Oak? GRC Outlook published a profile highlighting each of the companies on their Top 10…
What’s in a name? The SEC has found that it’s more than you might think. In 2001, the Commission put in place the Names Rule, which requires that funds’ names be in line with their focus and with the majority…