registration management

Software

Efficient Licensing and Registration Management

Move away from outdated spreadsheets and technology—manage your registrations and licensing in a centralized system built for compliance and efficiency.

24/7 Support

<1 Hour Average Help
Ticket Resolution

>99.9% Uptime

Continuous Enhancements with Zero Downtime

Why Choose Red Oak for Registration Management?

Centralized Tracking for Compliance

Manage licenses, registrations, deadlines, expirations, continuing education, and hierarchies in one system. Access real-time data from a single source of truth.

Most Configurable Software

Adapt the system to your needs, not the other way around. Customize workflows, forms, and reports—control how you track and manage critical data.

Multi-Broker-Dealer Support

Handle multiple broker-dealers or RIAs within a single installation—no need for multiple setups. Achieve operational efficiency and reduce costs.

One-Click Data Migration

Simplify your transition with direct integration to FINRA. Migrate data effortlessly without manual entry, reducing errors and saving time.

Built for Compliance

Maintain 100% books and records compliance. Bulk update organizational changes, store multiple historical hierarchies, and manage U4/U5s for effortless regulatory reporting.

Trusted by 2,000+
Firms Globally

Partner to Over Half of
the Top 20 Asset Managers

84 NPS Score—Setting the Standard
for Client Satisfaction

Trusted by 2,000+ Firms Globally

Partner to Over Half of the Top 20 Asset Managers

84 NPS Score—Setting the Standard for Client Satisfaction