Move away from outdated spreadsheets and technology—manage your registrations and licensing in a centralized system built for compliance and efficiency.
Manage licenses, registrations, deadlines, expirations, continuing education, and hierarchies in one system. Access real-time data from a single source of truth.
Adapt the system to your needs, not the other way around. Customize workflows, forms, and reports—control how you track and manage critical data.
Handle multiple broker-dealers or RIAs within a single installation—no need for multiple setups. Achieve operational efficiency and reduce costs.
Simplify your transition with direct integration to FINRA. Migrate data effortlessly without manual entry, reducing errors and saving time.
Maintain 100% books and records compliance. Bulk update organizational changes, store multiple historical hierarchies, and manage U4/U5s for effortless regulatory reporting.
Trusted by 2,000+ Firms Globally
Partner to Over Half of the Top 20 Asset Managers
84 NPS Score—Setting the Standard for Client Satisfaction
Red Oak provides comprehensive, configurable features for all your registration and licensing needs:
Integrate with FINRA to manage U4s and U5s, reducing manuals tasks and improving accuracy.
Experience the benefits of streamlined registration management with a system tailored to your needs. Talk to an expert today.