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Events

Where we've been, where we'll be

Excited to join our clients at events throughout the year!
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Where We've Been

NSCP (National Society of Compliance Professionals) Annual Conference

October 27-30, 2025
Orlando, FL

Red Oak exhibited at the NSCP Annual Conference, a premier event featuring two and a half days of educational sessions, keynote presentations, and networking opportunities. Join us in exploring the latest compliance insights, earning continuing education credits, and engaging with industry professionals in the exhibit hall. We look forward to connecting with you at this event.

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MMI

October 15-17, 2025
Washington, DC

Red Oak attended MMI October 15-17th! Join us for three dynamic days packed with expert insights, enlightening discussions, and unmatched opportunities to connect face-to-face with leaders and colleagues across the investment advisory industry.

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2025 FINRA Small Firm Conference

October 9-10, 2025
Dallas, TX

The FINRA Small Firm Conference focused on small firms' practices and tips for complying with FINRA rules.

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