Join our team
Why Red Oak Compliance (ROC)?
At Red Oak Compliance, we’re transforming the financial services industry with industry-leading compliance software and consulting expertise. When you join our team of ROCstars (as we call our staff), you’ll be part of a dynamic group driving meaningful innovation, collaborating with top-tier professionals, and shaping the future of compliance solutions.
Our Core Values
Benefits and Perks
Competitive Compensation
Unlimited PTO
Health, Dental, and Vision Coverage
401(k) Plan with Generous Company Match
HSA/FSA Options
Employee Wellness Initiatives
Hybrid Work
ROCstar Culture
What the ROCstars are Saying
“Red Oak has been a great addition to our Compliance toolbox. Red Oak’s greatest strength lies with its support team who is always readily available and consistent in ensuring the application is tailored to our needs. The application has allowed us to increase service levels to our business partners through its customizable, multi-use platform. It has been a pleasure to work with Red Oak.”
-Advertising Compliance Manager, Global Investment Manager
"Red Oak is highly responsive and the level of understanding and interpretation of Sierra’s needs is demonstrated time and time again. The end product, through our collaborative efforts, is always superb. I would recommend Red Oak for all your compliance needs!!"
-Vice President/Principal, Investment Advisory Firm
"As a representative with over 25 years of experience in the industry I considered drafting and filing my own registration documents. The smartest decision I made for my new RIA was to outsource that responsibility to Red Oak Compliance Solutions. They got my approval quickly and efficiently—even working after hours—saving me a lot of time which ultimately saved me money. Their work was superior—they didn’t just meet my expectations they exceeded them. I would highly recommend them to anyone who needs their services."
-Chief Compliance Officer, Investment Management Firm
Our ROCstar Culture
At Red Oak Compliance, collaboration is at the heart of everything we do. Our ROCstars work together seamlessly, leveraging each other’s strengths to drive innovation and success. We treat our customers and team members like old friends, fostering a warm and welcoming environment where everyone feels valued and respected.
We love to have fun! From exciting company events like the ROCstar Olympics and our Halloween conga line to team-building activities, we ensure there’s always something to look forward to. These fun events, combined with our relaxed dress code, reflect our belief in comfort and individuality, allowing our ROCstars to express themselves while staying productive.
We value diversity and celebrate different perspectives and backgrounds, knowing they make us stronger and more innovative.
Open Positions
Senior Financial Analyst
Cedar Park
Texas, United States
Cedar Park
Texas, United States
Red Oak Overview
Red Oak Compliance (“Red Oak”) is at the forefront of compliance software for the financial services and insurance industries. Serving over 1,800 firms worldwide, from single-state advisors to over half of the top 20 asset managers, ROC’s suite of 17(a)-4/WORM compliant solutions boosts process efficiency, minimizes regulatory risk, and controls costs.
Objectives of the Role:
As the Senior Financial Analyst at Red Oak, you play a key role in ensuring we make sound financial decisions. You are the right-hand person to the CFO, translating complex data into actionable insights across all parts of the business. You’ll be making recommendations on a variety of topics to leaders across the business backed by thoughtful analysis. Given the fast-moving nature of our business, you’ll be asked to wear multiple hats and participate in a wide variety of projects, including requests driven by Board of Directors. If you’re excited about an ever-changing company and role, this a great place for you.
Key Responsibilities
- Act as the Operational Finance Partner for the leadership of the company
- Lead the annual planning process in conjunction with CFO
- Own and improve the financial reporting package for the CEO and the Board
- Own and run ad-hoc financial projects for CEO, CFO, and the Board
- Key role in M&A, spanning from due diligence and integration to executing against the forecast
- Partner closely with Rev Ops to drive ARR and Revenue insights to drive improved performance
- Play a key role in updating our back-office tech stack including analyzing and identifying necessary planning tools, system integrations, and other technological enhancements
Skills/Qualifications
- Experience: 5 years of experience in FP&A or a related function, working cross-functional across departments. Previous investment banking or private equity experience preferred
- Education: Bachelor’s degree in Business, Finance, Economics, or a related quantitative field. Advanced degree or certification (CFA, MBA, etc.) preferred
- Technical skills: Proficiency in Microsoft Office Suite, particularly Excel, with strong data and financial modeling skills
-
Analytical skills: Strong leadership, analytical and problem-solving skills with the ability to interpret complex financial data and provide actionable insights
Traits that enable success at Red Oak
- You are a smart, ambitious learner
- You relish change and are excited about wearing different “hats” throughout the day
- You “get your uniform dirty” and strive to understand the nuances of the business
- You are comfortable with ambiguity
- You love to win – whether that is your March Madness bracket or beating our ARR targets
Work Structure
This position is based out of our Cedar Park HQ, with a minimum of 3 days (Tue – Thu) in the office each week. Limited travel is required.
About Red Oak:
At Red Oak Compliance, we pride ourselves on fostering a vibrant company culture that takes the work seriously but not ourselves. We live by our Core Values (TRUNK) and ensure that we treat our customers and team members like old friends, fostering a warm and welcoming environment where everyone is valued and respected.
Company Culture and Events:
- Red Oak Olympics: A fun-filled event where teams compete in various challenges, promoting teamwork and camaraderie.
- End of Year All Hands: A company-wide meeting to celebrate our achievements, share future goals, and enjoy some festive fun.
- Sporting Events: Regular outings to local sports games, fostering team spirit and providing a chance to unwind.
- Other Events: From holiday parties and sporting events to team-building retreats, there's always something exciting happening at Red Oak.
Benefits:
- Medical, Dental, and Vision Insurance: Comprehensive plans to ensure you and your family are well taken care of.
- Ancillary Benefits: Additional perks such as life insurance, disability coverage, and wellness programs.
- Parental Leave Program: Generous leave policies to support new parents during this important time.
- 401(k) Plan: A robust retirement plan with a 5% company match to help you secure your financial future.
At Red Oak, we believe that our success is directly tied to the satisfaction and success of our customers. If you are passionate about excellence, have a knack for problem-solving, and thrive in a dynamic, fast-paced environment, we would love to hear from you. Join us and be a part of a team that values hard work, innovation, and a lot of fun along the way!
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About the job
Cedar Park
Texas, United States
Cedar Park
Texas, United States
Talent Acquisition Specialist
Red Oak is looking for a spirited Talent Acquisition Specialist to discover and draw in talent from the Austin area to join our expanding and vibrant team.
As we rapidly scale from 50 to 250 employees over the next 3-5 years, we need someone with proven experience in high-growth environments who can ensure quality while driving expansion. The ideal candidate is both assertive and personable, deeply understands our culture, vision, and environment, and can compellingly articulate why joining Red Oak is a fantastic opportunity.
WHAT DOES SUCCESS LOOK LIKE:
Success means being a go-getter with a fantastic attitude, collaborating closely with each hiring manager and department head to fully understand the role and identify the most important candidate characteristics. Talent Acquisition Specialists should act as brand ambassadors, ensuring that candidates see the company as an attractive place to work.
An ideal process would include:
Marketing the Company
- Building a strong employer brand by sharing company culture, achievements, and employee testimonials on LinkedIn and other platforms.
- Creating compelling outreach messages highlighting the company’s unique aspects.
- Utilizing social media and professional networks to promote job openings, company culture, and success stories.
- Collaborating with the marketing team to align messaging and leverage employer branding materials.
Articulating the Value Proposition
- Understanding the company’s mission, vision, and values to ensure alignment with candidates’ career goals.
- Highlighting career growth opportunities, unique perks, and work-life balance as key differentiators. Building the Pipeline
Building the Pipeline
- Define the Ideal Candidate Profile (ICP) with must-have skills, experience, and cultural fit.
- Use Advanced Searching/Sourcing Methods like Boolean search, LinkedIn Recruiter, GitHub, Stack Overflow, Twitter, and niche tech forums.
- Foster relationships with candidates through sharing valuable content, and networking events.
Attracting Candidates
- Personalized Outreach that addresses their skills, background, and career goals.
- Highlight Unique Value Propositions like exciting projects, cutting-edge technology, and career growth.
- Engage in Authentic Conversations, asking about their aspirations and pain points.
- Stay Connected with candidates for future opportunities, even if the time is not right now.
JOB DUTIES
- Research, recommend, deploy, and manage your preferred Applicant Tracking System.
- Define the interview process for candidates, including role-specific assessments.
- Assist and train hiring managers with interviewing techniques and evaluation strategies.
- Coordinate interviews, follow up communications, offer letters and negotiations to ensure a smooth and engaging end-to-end process.
- Collaborate with the People team on job titles, levels, salary ranges, etc.
- Clearly articulate the full compensation package, including benefits, flexible PTO, 401k matches, etc.
- Refine an existing onboarding schedule that allows cohort groups to join for a multi-day orientation program.
- Advocate for candidates, addressing any hesitations the hiring team may have.
- Participate in other People Ops projects and activities as-needed.
QUALIFICATIONS
- Bachelor's Degree in Human Resources, Business Administration or related field OR a combination of education and experience
- 3-5 years of experience leading recruitment efforts in a high-growth environment
- Familiarity with talent acquisition metrics and experience producing weekly dashboards
- Established network with existing relationships in Austin preferred
- Ability to handle confidential information with discretion
- Capacity and desire to learn and apply new information to building and improving this function
- Strong organizational and time management skills
- Highly collaborative and patient, with a generally positive demeanor
- Able to work effectively with a diverse group of ROCstar personalities
WORKING ARRANGEMENT
Red Oak values the energy and creativity that comes from working together in person. To support this cultural element, this hybrid role is based out of our Cedar Park HQ with a minimum of 3 days (Tues-Thurs) in the office each week.
ABOUT RED OAK
At Red Oak Compliance, we pride ourselves on fostering a vibrant company culture that takes the work seriously but not ourselves. We live by our Core Values (TRUNK) and ensure that we treat our customers and team members like old friends, fostering a warm and welcoming environment where everyone is valued and respected.
Company Culture and Events:
- Red Oak Olympics: A fun-filled event where teams compete in various challenges, promoting teamwork and camaraderie.
- End of Year All Hands: A company-wide meeting to celebrate our achievements, share future goals, and enjoy some festive fun.
- Sporting Events: Regular outings to local sports games, fostering team spirit and providing a chance to unwind.
- Other Events: From holiday parties and sporting events to team-building retreats, there's always something exciting happening at Red Oak.
At Red Oak, we believe that our success is directly tied to the satisfaction and success of our customers. If you are passionate about excellence, have a knack for problem-solving, and thrive in a dynamic, fast-paced environment, we would love to hear from you. Join us and be a part of a team that values hard work, innovation, and a lot of fun along the way!
Upload your resume
"*" indicates required fields
Be part of a company that values your talent, perspective, and ambition. To learn about open positions, email us at careers@redoak.com.
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