Join our team

Why Red Oak?

At Red Oak, we’re transforming the financial services industry with industry-leading compliance software and consulting expertise. When you join our team of ROCstars (as we call our staff), you’ll be part of a dynamic group driving meaningful innovation, collaborating with top-tier professionals, and shaping the future of compliance solutions.

Our Core Values

Benefits and Perks

Competitive Compensation

Unlimited PTO

Health, Dental, and Vision Coverage

401(k) Plan with Generous Company Match

HSA/FSA Options

Employee Wellness Initiatives

Hybrid Work

ROCstar Culture

What the ROCstars are Saying

“Red Oak has been a great addition to our Compliance toolbox. Red Oak’s greatest strength lies with its support team who is always readily available and consistent in ensuring the application is tailored to our needs. The application has allowed us to increase service levels to our business partners through its customizable, multi-use platform. It has been a pleasure to work with Red Oak.”

-Advertising Compliance Manager, Global Investment Manager

"Red Oak is highly responsive and the level of understanding and interpretation of Sierra’s needs is demonstrated time and time again. The end product, through our collaborative efforts, is always superb. I would recommend Red Oak for all your compliance needs!!"

-Vice President/Principal, Investment Advisory Firm

"As a representative with over 25 years of experience in the industry I considered drafting and filing my own registration documents. The smartest decision I made for my new RIA was to outsource that responsibility to Red Oak Compliance Solutions. They got my approval quickly and efficiently—even working after hours—saving me a lot of time which ultimately saved me money. Their work was superior—they didn’t just meet my expectations they exceeded them. I would highly recommend them to anyone who needs their services."

-Chief Compliance Officer, Investment Management Firm

Our ROCstar Culture

At Red Oak, collaboration is at the heart of everything we do. Our ROCstars work together seamlessly, leveraging each other’s strengths to drive innovation and success. We treat our customers and team members like old friends, fostering a warm and welcoming environment where everyone feels valued and respected.

We love to have fun! From exciting company events like the ROCstar Olympics and our Halloween conga line to team-building activities, we ensure there’s always something to look forward to. These fun events, combined with our relaxed dress code, reflect our belief in comfort and individuality, allowing our ROCstars to express themselves while staying productive.

We value diversity and celebrate different perspectives and backgrounds, knowing they make us stronger and more innovative.

Open Positions

Red Oak Overview

Red Oak Compliance (“Red Oak”) is at the forefront of compliance software for the financial services and insurance industries. Serving over 1,800 firms worldwide, from single-state advisors to over half of the top 20 asset managers, ROC’s suite of 17(a)-4/WORM compliant solutions boosts process efficiency, minimizes regulatory risk, and controls costs.

Objectives of the Role:

As the Senior Financial Analyst at Red Oak, you play a key role in ensuring we make sound financial decisions. You are the right-hand person to the CFO, translating complex data into actionable insights across all parts of the business. You’ll be making recommendations on a variety of topics to leaders across the business backed by thoughtful analysis. Given the fast-moving nature of our business, you’ll be asked to wear multiple hats and participate in a wide variety of projects, including requests driven by Board of Directors. If you’re excited about an ever-changing company and role, this a great place for you.

Key Responsibilities

Skills/Qualifications

Traits that enable success at Red Oak

Work Structure

This position is based out of our Cedar Park HQ, with a minimum of 3 days (Tue – Thu) in the office each week. Limited travel is required.

About Red Oak:

At Red Oak Compliance, we pride ourselves on fostering a vibrant company culture that takes the work seriously but not ourselves. We live by our Core Values (TRUNK) and ensure that we treat our customers and team members like old friends, fostering a warm and welcoming environment where everyone is valued and respected.

Company Culture and Events:

Benefits:

At Red Oak, we believe that our success is directly tied to the satisfaction and success of our customers. If you are passionate about excellence, have a knack for problem-solving, and thrive in a dynamic, fast-paced environment, we would love to hear from you. Join us and be a part of a team that values hard work, innovation, and a lot of fun along the way!

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Senior Solution Architect

Red Oak is the industry’s first and only compliance connectivity platform purpose-built for the financial services industry. We specialize in advertising review, registration and licensing management, employee supervision, and content distribution; helping Wealth Managers, Asset Managers, Broker-Dealers and Banks reduce risk, drive efficiency, and stay ahead of regulatory demands.

Founded in 2010 by compliance and technology veterans, our mission is simple: to reduce regulatory risk, make the complex simple, and deliver best-in-class support to our clients. Today, more than 2,300 firms trust Red Oak to help them navigate compliance with confidence.

Objectives of the Role

As a Senior Solution Architect at Red Oak, you will play a pivotal role in shaping the future of compliance technology for the financial services industry. This role is responsible for translating complex business requirements into scalable, secure, and compliant SaaS solutions that drive measurable value for our clients. You will serve as a trusted advisor to both internal teams and external stakeholders, guiding the architecture and integration of Red Oak’s platform within diverse enterprise environments. By combining deep industry knowledge, technical expertise, and a consultative approach, you will ensure that every solution not only meets regulatory standards but also enhances operational efficiency and client satisfaction. This is a high-impact role that requires strategic thinking, technical leadership, and a passion for solving real-world challenges in a highly regulated industry.

Key Responsibilities

Skills/Qualifications

Experience: 7+ years in a Solution Architect, Enterprise Architect, or similar role within a SaaS or financial services technology environment.

Education: Bachelor’s degree in Computer Science, Information Systems, Engineering, or a related field. Advanced certifications (e.g., AWS Certified Solutions Architect, TOGAF) are a plus.

Technical Proficiency: Deep understanding of SaaS architecture, cloud platforms (AWS, Azure), APIs, data security, and compliance frameworks.

Industry Knowledge: Strong familiarity with financial services workflows, regulatory requirements, and compliance technologies.

Communication: Exceptional ability to translate complex technical concepts into business-friendly language for diverse stakeholders.

WORKING ARRANGEMENT

This position is primarily office-based, with an estimated 15% travel requirement for onsite client meetings.

At Red Oak, we believe that our success is directly tied to the satisfaction and success of our customers. If you are passionate about customer satisfaction, have a knack for problem-solving, and thrive in a dynamic, fast-paced environment, we would love to hear from you. Join us and be a part of a team that is committed to making a difference for our customers every day.

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Red Oak Overview

Red Oak is the industry’s first and only compliance connectivity platform purpose-built for the financial services industry. We specialize in advertising review, registration and licensing management, employee supervision, and content distribution; helping Wealth Managers, Asset Managers, Broker-Dealers and Banks reduce risk, drive efficiency, and stay ahead of regulatory demands.

Founded in 2010 by compliance and technology veterans, our mission is simple: to reduce regulatory risk, make the complex simple, and deliver best-in-class support to our clients. Today, more than 2,300 firms trust Red Oak to help them navigate compliance with confidence.

Objectives of the Role

As a Growth Marketing Manager at Red Oak, you will sit within the Marketing team and work closely with Sales, Product, and Customer Success to drive scalable, data-informed growth strategies across the customer lifecycle. You will lead cross-functional initiatives, optimize funnel performance, and implement growth experiments that directly impact revenue and customer engagement.

This is a high-impact role for a strategic thinker who thrives in a fast-paced, metrics-driven SaaS environment and understands the nuances of the financial services industry.

Key Responsibilities

Skills/Qualifications

Work Structure

Red Oak values the energy and creativity that comes from working together in person. To support this cultural value, this hybrid role is based out of our North Austin HQ with a minimum of 3 days (Tues-Thurs) in the office each week.

At Red Oak, we believe that our success is directly tied to the satisfaction and success of our customers. If you are passionate about customer satisfaction, have a knack for problem-solving, and thrive in a dynamic, fast-paced environment, we would love to hear from you. Join us and be a part of a team that is committed to making a difference for our customers every day.

Upload your resume

"*" indicates required fields

Max. file size: 50 MB.
This field is for validation purposes and should be left unchanged.

Red Oak Overview

Red Oak is the industry’s first and only compliance connectivity platform purpose-built for the financial services industry. We specialize in advertising review, registration and licensing management, employee supervision, and content distribution; helping Wealth Managers, Asset Managers, Broker-Dealers and Banks reduce risk, drive efficiency, and stay ahead of regulatory demands.

Founded in 2010 by compliance and technology veterans, our mission is simple: to reduce regulatory risk, make the complex simple, and deliver best-in-class support to our clients. Today, more than 2,300 firms trust Red Oak to help them navigate compliance with confidence.

Objectives of the Role

As an Account Executive at Red Oak, you will be responsible for driving new business growth and expanding our footprint within the financial services industry. This role is ideal for a high-performing sales professional with a proven track record in SaaS and a passion for solving complex challenges in a highly regulated environment. You will own the full sales cycle—from prospecting and discovery to solution development, negotiation, and close—while collaborating cross-functionally to deliver tailored, high-impact solutions. With Red Oak’s rapidly expanding product suite and increasing market demand, this is a high-visibility, high-impact opportunity to shape the future of compliance technology..

Key Responsibilities

Skills/Qualifications

Work Structure

While we prefer candidates located near our Austin HQ, we are open to remote arrangements for highly qualified individuals.

At Red Oak, we believe that our success is directly tied to the satisfaction and success of our customers. If you are passionate about customer satisfaction, have a knack for problem-solving, and thrive in a dynamic, fast-paced environment, we would love to hear from you. Join us and be a part of a team that is committed to making a difference for our customers every day.

Upload your resume

"*" indicates required fields

Max. file size: 50 MB.
This field is for validation purposes and should be left unchanged.

Red Oak Overview

Red Oak is the industry’s first and only compliance connectivity platform purpose-built for the financial services industry. We specialize in advertising review, registration and licensing management, employee supervision, and content distribution; helping Wealth Managers, Asset Managers, Broker-Dealers and Banks reduce risk, drive efficiency, and stay ahead of regulatory demands.

Founded in 2010 by compliance and technology veterans, our mission is simple: to reduce regulatory risk, make the complex simple, and deliver best-in-class support to our clients. Today, more than 2,300 firms trust Red Oak to help them navigate compliance with confidence.

Objectives of the Role

As the Director of Strategic Partnerships, you will be responsible for identifying, developing, and managing high-impact partnerships that enhance Red Oak’s product offerings, expand our market reach, and drive long-term growth. This role requires a strategic thinker with a strong understanding of the SaaS and financial services ecosystem, capable of building relationships with complementary technology providers, industry influencers, and channel partners. You will work cross-functionally with Product, Sales, Marketing, and Executive Leadership to align partnership initiatives with Red Oak’s broader business objectives.

Key Responsibilities

Skills/Qualifications

Work Structure

Red Oak values the energy and creativity that comes from working together in person. To support this cultural value, this hybrid role is based out of our North Austin HQ with a minimum of 3 days (Tues-Thurs) in the office each week.

At Red Oak, we believe that our success is directly tied to the satisfaction and success of our customers. If you are passionate about customer satisfaction, have a knack for problem-solving, and thrive in a dynamic, fast-paced environment, we would love to hear from you. Join us and be a part of a team that is committed to making a difference for our customers every day.

Upload your resume

"*" indicates required fields

Max. file size: 50 MB.
This field is for validation purposes and should be left unchanged.