Austin, TX – April 07, 2025 – Red Oak, the leader in advertising compliance and marketing review software, announced today its acquisition of 4U Platform, the premier content distribution, engagement and analytics platform for the investment industry. This strategic combination…
On March 6, Red Oak joined up with compliance experts Suzanne Denby (AVP, Supervision and Suitability, HTK), Matthew Johnson (Director, Compliance & AML Officer, Kestra Financial), and James Cella (Red Oak Compliance) to discuss challenges and best practices for supervising…
On January 29, 2025, we hosted a webinar focused on Residential Supervisory Locations (RSLs) and the FINRA Remote Inspection Pilot Program. With new FINRA rules (3110.18 & 3110.19) reshaping how firms approach supervisory oversight, our expert panel broke down the most…
Austin, TX – January 21, 2025 – Red Oak Compliance, a leading provider of compliance software for the financial services and insurance sectors, has been named to the RegTech100 list for the sixth consecutive year. This recognition underscores Red Oak’s…
The integration of Artificial Intelligence (AI) into advertising review processes promises to transform the regulatory landscape across the industry. In our recent webinar, “AI in Compliance: Enhancing Advertising Review with Artificial Intelligence,” we were joined by industry experts Gregory Evans,…
Austin, TX – January 14, 2025 – Red Oak Compliance, a leading provider of compliance software for the financial services and insurance sectors, announced the launch of its Social Media Compliance module. This solution empowers firms to effectively monitor and…