Partners
Consult, sell, build or distribute with Red Oak.
Red Oak partners with consultants, technology providers, wealth managers, and implementation firms that serve regulated financial firms. Tell us about your work, and we'll talk through how we could work together.
37 of 40
top global asset managers use Red Oak
1,550+
regulated firms choose Red Oak
16 years
of regulator-facing operating history
84
net promoter score
Ways to work with Red Oak
Choose the one that fits how you serve firms.
Consultants and managed compliance programs
You advise firms on compliance or run it for them.
Read moreIntegration and implementation partners
Your system holds a firm's content or communications, or you deliver projects at enterprise firms.
Read moreWealth managers and platforms
You decide what content reaches your advisors.
Read more
For consultants and managed compliance programs
You advise firms on compliance or run it for them. Red Oak gives you a platform to do that work for each client, against that client's own policies, with a record the client can show an examiner.
How it works
- Set up each client. Configure the client's policies, review steps and people in Red Oak.
- Run the work. Review marketing and supervise communications for the client with Compliance-Grade AI™, which checks content against the client's own policies and explains each flag.
- Report back. Show the client what was reviewed, what was decided and why, from the record Red Oak keeps.
For integration and implementation partners
Firms run their work across many systems. Red Oak meets them where they already work.
Technology partners
Your system holds a firm's content or communications. Tell us what you'd like to connect, and we'll talk it through with you.
Become a partnerImplementation partners
You deliver projects at enterprise firms. Red Oak implements its platform today, and we want to hear from firms that can deliver alongside our team.
Become a partner
Powered by 4U
For wealth managers and platforms
Join the distribution network. Investment companies send approved content through 4U by Red Oak, and your rules decide what reaches your advisors.
- Partner portal: Review and manage the content investment companies send you.
- Partner review & approval: Approve, reject or request changes before anything reaches advisors.
- Advisor portal: Give advisors approved content in one place. Wealth managers use the Advisor portal at no cost.
- Advisor engagement: See how your advisors use the content.
Other ways to work together
Have an idea that doesn't fit these types, or know firms Red Oak could help? Tell us how you'd like to work with Red Oak. A person on our partner team reads every inquiry.
Tell us how you'd like to work with Red Oak.
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- Looking to buy Red Oak? See a demo.
- Need support? contact Support.
- Want to publish content to wealth managers? See the Content network.
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Consultants and managed compliance programs, technology and implementation partners, and wealth managers and platforms. If you work another way, tell us through the form.
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Complete the form on this page. Step one takes your contact details and partner type. Step two tells us about your work. Someone on our partner team reads every inquiry and replies.
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Organizations that serve regulated financial firms: firms that advise on or run compliance, companies whose systems hold a firm's content or communications, delivery firms at enterprise accounts, and wealth managers and platforms that distribute content to advisors.
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Red Oak provides compliance software for financial services firms. It reviews marketing content, distributes approved content to advisors, and supervises and archives communications on one connected platform. It also keeps representatives' registrations current and builds the firm's supervisory structure into the program. See a demo
Let's find the way that fits.
Tell us how you work with regulated firms.