Red Oak Insights | What Does it Mean for AI to be Compliance-Grade?

Webinars

Red Oak Insights | What Does it Mean for AI to be Compliance-Grade?

July 16, 2026

2:00 PM CT / 3:00 PM ET

AI in financial services isn't slowing down — but the standard for what makes it compliant is still being written. The firms that define that standard now will be the ones ahead of the curve when regulators catch up. This live webinar brings together legal, regulatory, and enterprise compliance perspectives, including former SEC and FINRA counsel, for a candid conversation about what Compliance-Grade AI™ actually requires, where accountability gaps are forming, and what firms need to get right before regulators decide for them.

Panel:

Moderator:

You'll learn how:

  • Firms can evaluate AI vendors against a real compliance standard, and what Compliance-Grade AI™ actually means in practice versus what vendors are selling.
  • To close the accountability gap between AI adoption and compliance oversight that organizations struggle with, and what that gap means for teams across distribution, legal, and operations.
  • Former SEC and FINRA counsel and enterprise compliance practitioners are thinking about AI risk today, and what that signals for where regulatory expectations are heading.

Register Today!

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