Don’t Miss Red Oak Compliance at the 2018 FINRA Small Firm Conference – November 7-8th, San Diego.
Amy Watson
Recent Posts
A few months ago, we wrote about the common pitfalls firms encounter when adopting AI in compliance. At that time, Red Oak’s AI solution was still in beta. Today, our…
In recent weeks, a critical vulnerability was exposed in a widely used third-party communication tool embedded within the supervision technology stack of some large players in our industry. This app…
We just wrapped our 6th Annual Red Oak User Conference in Austin, and we’re still energized by the community, conversations, and breakthroughs that filled the room. With this year’s theme—“Branching…
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