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															You’ve heard it a lot…2020 was challenging. Many of us were working in new ways, using new platforms, or building new processes. Some of us moved from corporate offices with bustling teams to working from
															On December 22, 2020, the SEC announced the Modernized Marketing Rule's finalization for investment advisers. These rules were developed under the Investment Advisers Act of 1940 and have not been significantly revised since the 1980s.
															Do you need a compliance consultant at one point in the year more than others? This is actually kind of a trick question. You may find certain times within your business year where a consultant's
															When you're the compliance portion of the advertising review process, you're expected to move fast. Once a piece makes it to your desk, it's not uncommon to notice your marketing counterpart lurking around outside your
															When you’re choosing a new ad compliance software, there are plenty of questions you should be asking to ensure you’re getting the best fit for your organization. In fact, we’ve actually put together a guide