24/7 Support
<1 Hour Average Help Ticket Resolution
>99.9% Uptime
Continuous Enhancements with Zero Downtime
Why Choose Red Oak for Registration Management?
Centralized Tracking for Compliance
Manage licenses, registrations, deadlines, expirations, continuing education, and hierarchies in one system. Access real-time data from a single source of truth.
Most Configurable Software
Adapt the system to your needs, not the other way around. Customize workflows, forms, and reports—control how you track and manage critical data.
Multi-Broker-Dealer Support
Handle multiple broker-dealers or RIAs within a single installation—no need for multiple setups. Achieve operational efficiency and reduce costs.
One-Click Data Migration
Simplify your transition with direct integration to FINRA. Migrate data effortlessly without manual entry, reducing errors and saving time.
Built for Compliance
Get answers fast with Support that, on average, resolves help tickets in under an hour. We have some of the industry’s lowest churn rates and a high NPS score.
Registration Management Features You Can Rely On
Red Oak provides comprehensive, configurable features for all your registration and licensing needs:
Trusted by 1800+
Firms Globally
Partner to Over Half of
the Top 20 Asset Managers
84 NPS Score—Setting the Standard
for Client Satisfaction
Seamless Integrations for Maximum Efficiency
Integrate with FINRA to manage U4s and U5s, reducing manuals tasks and improving accuracy.